Andrew M. Essin

Publications

Up-to-date list on arXiv

  1. We show that boundaries of 3D weak topological insulators can become gapped by strong interactions while preserving all symmetries, leading to Abelian surface topological order. The anomalous nature of weak topological insulator surfaces manifests itself in a nontrivial action of symmetries on the quasiparticles; most strikingly, translations change the anyon types in a manner impossible in strictly 2D systems with the same symmetry. As a further consequence, screw dislocations form non-Abelian defects that trap Z4 parafermion zero modes.
  2. We introduce exotic gapless states—“composite Dirac liquids”—that can appear at a strongly interacting surface of a three-dimensional electronic topological insulator. Composite Dirac liquids exhibit a gap to all charge excitations but nevertheless feature a single massless Dirac cone built from emergent electrically neutral fermions. These states thus comprise electrical insulators that, interestingly, retain thermal properties similar to those of the noninteracting topological insulator surface. A variety of novel fully gapped phases naturally descend from composite Dirac liquids. Most remarkably, we show that gapping the neutral fermions via Cooper pairing—which crucially does not violate charge conservation—yields symmetric non-Abelian topologically ordered surface phases captured in several recent works. Other (Abelian) topological orders emerge upon alternatively gapping the neutral Dirac cone with magnetism. We establish a hierarchical relationship between these descendant phases and expose an appealing connection to paired states of composite Fermi liquids arising in the half filled Landau level of two-dimensional electron gases. To controllably access these states we exploit a quasi-1D deformation of the original electronic Dirac cone that enables us to analytically address the fate of the strongly interacting surface. The algorithm we develop applies quite broadly and further allows the construction of symmetric surface topological orders for recently introduced bosonic topological insulators.
  3. We use the method of bulk-boundary correspondence of topological invariants to show that disordered topological insulators have at least one delocalized state at their boundary at zero energy. Those insulators which do not have chiral (sublattice) symmetry have in addition the whole band of delocalized states at their boundary, with the zero energy state lying in the middle of the band. This result was previously conjectured based on the anticipated properties of the supersymmetric (or replicated) sigma models with WZW-type terms, as well as verified in some cases using numerical simulations and a variety of other arguments. Here we derive this result generally, in arbitrary number of dimensions, and without relying on the description in the language of sigma models.
  4. Topologically ordered phases of matter, in particular so-called symmetry-enriched topological phases, can exhibit quantum number fractionalization in the presence of global symmetry. In Z2 topologically ordered states in two dimensions, fundamental translations Tx and Ty acting on anyons can either commute or anticommute. This property, crystal momentum fractionalization, can be seen in a periodicity of the excited-state spectrum in the Brillouin zone. We present a numerical method to detect the presence of this form of symmetry enrichment given a projected entangled pair state; we study the minima of the spectrum of correlation lengths of the transfer matrix for a cylinder. As a benchmark, we demonstrate our method using a modified toric code model with perturbation. An enhanced periodicity in momentum clearly reveals the nontrivial anticommutation relation {Tx,Ty}=0 for the corresponding quasiparticles in the system.
  5. We consider gapped ℤ2 spin liquids, where spinon quasiparticles may carry fractional quantum numbers of space-group symmetry. In particular, spinons can carry fractional crystal momentum. We show that such quantum number fractionalization has dramatic, spectroscopically accessible consequences, namely, enhanced periodicity of the two-spinon density of states in the Brillouin zone, which can be detected via inelastic neutron scattering. This effect is a sharp signature of certain topologically ordered spin liquids and other symmetry-enriched topological phases. Considering square lattice space-group and time-reversal symmetry, we show that exactly four distinct types of spectral periodicity are possible.
  6. We employ quantum Monte Carlo techniques to calculate the Z2 topological invariant in a two-dimensional model of interacting electrons that exhibits a quantum spin Hall topological insulator phase. In particular, we consider the parity invariant for inversion-symmetric systems, which can be obtained from the bulk's imaginary-time Green's function after an appropriate continuation to zero frequency. This topological invariant is used here in order to study the trivial-band to topological-insulator transitions in an interacting system with spin-orbit coupling and an explicit bond dimerization. We discuss the accessibility and behavior of this topological invariant within quantum Monte Carlo simulations.
  7. We calculate a topological invariant, whose value would coincide with the Chern number in case of integer quantum Hall effect, for fractional quantum Hall states. In case of Abelian fractional quantum Hall states, this invariant is shown to be equal to the trace of the K-matrix. In case of non-Abelian fractional quantum Hall states, this invariant can be calculated on a case by case basis from the conformal field theory describing these states. This invariant can be used, for example, to distinguish between different fractional Hall states numerically even though, as a single number, it cannot uniquely label distinct states.
  8. We classify distinct types of quantum number fractionalization occurring in two-dimensional topologically ordered phases, focusing in particular on phases with Z2 topological order, that is, on gapped Z2 spin liquids. We find that the fractionalization class of each anyon is an equivalence class of projective representations of the symmetry group, corresponding to elements of the cohomology group H2(G,Z2). This result leads us to a symmetry classification of gapped Z2 spin liquids, such that two phases in different symmetry classes cannot be connected without breaking symmetry or crossing a phase transition. Symmetry classes are defined by specifying a fractionalization class for each type of anyon. The fusion rules of anyons play a crucial role in determining the symmetry classes. For translation and internal symmetries, braiding statistics plays no role, but can affect the classification when point group symmetries are present. For square lattice space group, time-reversal, and SO(3) spin rotation symmetries, we find 2098176≈221 distinct symmetry classes. Our symmetry classification is not complete, as we exclude, by assumption, permutation of the different types of anyons by symmetry operations. We give an explicit construction of symmetry classes for square lattice space group symmetry in the toric code model. Via simple examples, we illustrate how information about fractionalization classes can, in principle, be obtained from the spectrum and quantum numbers of excited states. Moreover, the symmetry class can be partially determined from the quantum numbers of the four degenerate ground states on the torus. We also extend our results to arbitrary Abelian topological orders (limited, though, to translations and internal symmetries), and compare our classification with the related projective symmetry group classification of parton mean-field theories. Our results provide a framework for understanding and probing the sharp distinctions among symmetric Z2 spin liquids and are a first step toward a full classification of symmetric topologically ordered phases.
  9. We study one-dimensional, interacting, gapped fermionic systems described by variants of the Peierls-Hubbard model, and we characterize their phases via a topological invariant constructed out of their Green's functions. We demonstrate that the existence of topologically protected, zero-energy states at the boundaries of these systems can be tied to the value of the topological invariant, just like when working with the conventional, noninteracting topological insulators. We use a combination of analytical methods and the numerical density matrix renormalization group method to calculate the values of the topological invariant throughout the phase diagrams of these systems, thus deducing when topologically protected boundary states are present. We are also able to study topological states in spin systems because, deep in the Mott insulating regime, these fermionic systems reduce to spin chains. In this way, we associate the zero-energy states at the end of an antiferromagnetic spin-1 Heisenberg chain with a topological invariant equal to 2.
  10. We propose a spin-dependent optical lattice potential that realizes a three-dimensional antiferromagnetic topological insulator in a gas of cold, two-state fermions such as alkaline earths, as well as a model that describes the tight-binding limit of this potential. We discuss the physically observable responses of the gas that can verify the presence of this phase, in particular rapid rotation in response to the trap potential. We also point out how this model can be used to obtain two-dimensional flat bands with nonzero Chern number.
  11. We revisit the fermionic parton approach to S=1/2 quantum spin liquids with SU(2) spin-rotation symmetry, and the associated projective symmetry group (PSG) classification. We point out that the existing PSG classification is incomplete; upon completing it, we find spin-liquid states with S=1 and S=0 Majorana fermion excitations coupled to a deconfined Z2 gauge field. The crucial observation leading us to this result is that, like space group and time-reversal symmetries, spin rotations can act projectively on the fermionic partons; that is, a spin rotation may be realized by simultaneous SU(2) spin and gauge rotations. We show that there are only two realizations of spin rotations acting on fermionic partons: the familiar naive realization where spin rotation is not accompanied by any gauge transformation, and a single type of projective realization. We discuss the PSG classification for states with projective spin rotations. To illustrate these results, we show that there are four such PSGs on the two-dimensional square lattice. We study the properties of the corresponding states, finding that one—with gapless Fermi points—is a stable phase beyond mean-field theory. In this phase, depending on parameters, a small Zeeman magnetic field can open a partial gap for the Majorana fermion excitations. Moreover, there are nearby gapped phases supporting Z2 vortex excitations obeying non-Abelian statistics. We conclude with a discussion of various open issues, including the challenging question of where such S=1 Majorana spin liquids may occur in models and in real systems.
  12. Topological insulators are noninteracting, gapped fermionic systems which have gapless boundary excitations. They are characterized by topological invariants, which can be written in many different ways, including in terms of Green’s functions. Here we show that the existence of the edge states directly follows from the existence of the topological invariant written in terms of the Green’s functions, for all ten classes of topological insulators in all spatial dimensions. We also show that the resulting edge states are characterized by their own topological invariant, whose value is equal to the topological invariant of the bulk insulator. This can be used to test whether a given model Hamiltonian can describe an edge of a topological insulator. Finally, we observe that the results discussed here apply equally well to interacting topological insulators, with certain modifications.
  13. We consider antiferromagnets breaking both time-reversal (Θ) and a primitive-lattice translational symmetry (T1/2) of a crystal but preserving the combination S=ΘT1/2. The S symmetry leads to a Z2 topological classification of insulators, separating the ordinary insulator phase from the “antiferromagnetic topological insulator” phase. This state is similar to the “strong” topological insulator with time-reversal symmetry and shares with it such properties as a quantized magnetoelectric effect. However, for certain surfaces the surface states are intrinsically gapped with a half-quantum Hall effect [σxy=e2/(2h)], which may aid experimental confirmation of θ=π quantized magnetoelectric coupling. Step edges on such a surface support gapless, chiral quantum wires. In closing we discuss GdBiPt as a possible example of this topological class.
  14. Magnetoelectric responses are a fundamental characteristic of materials that break time-reversal and inversion symmetries (notably multiferroics) and, remarkably, of “topological insulators” in which those symmetries are unbroken. Previous work has shown how to compute spin and lattice contributions to the magnetoelectric tensor. Here we solve the problem of orbital contributions by computing the frozen-lattice electronic polarization induced by a magnetic field. One part of this response (the “Chern-Simons term”) can appear even in time-reversal-symmetric materials and has been previously shown to be quantized in topological insulators. In general materials there are additional orbital contributions to all parts of the magnetoelectric tensor; these vanish in topological insulators by symmetry and also vanish in several simplified models without time reversal and inversion whose magnetoelectric couplings were studied before. We give two derivations of the response formula, one based on a uniform magnetic field and one based on extrapolation of a long-wavelength magnetic field, and discuss some of the consequences of this formula.
  15. Several new features arise in the ground-state phase diagram of a spin-1 condensate trapped in an optical trap when the magnetic-dipole interaction between the atoms is taken into account along with confinement and spin precession. The boundaries between the regions of ferromagnetic and polar phases move as the dipole strength is varied and the ferromagnetic phases can be modulated. The magnetization of the ferromagnetic phase perpendicular to the field becomes modulated as a helix winding around the magnetic field direction with a wavelength inversely proportional to the dipole strength. This modulation should be observable for current experimental parameters in 87Rb. Hence the much-sought supersolid state with broken continuous translation invariance in one direction and broken global U(1) invariance, occurs generically as a metastable state in this system as a result of dipole interaction. The ferromagnetic state parallel to the applied magnetic field becomes striped in a finite system at strong dipolar coupling.
  16. The orbital motion of electrons in a three-dimensional solid can generate a pseudoscalar magnetoelectric coupling θ, a fact we derive for the single-particle case using a recent theory of polarization in weakly inhomogeneous materials. This polarizability θ is the same parameter that appears in the “axion electrodynamics” Lagrangian ΔℒEM=(θe2/2πh)E·B, which is known to describe the unusual magnetoelectric properties of the three-dimensional topological insulator (θ=π). We compute θ for a simple model that accesses the topological insulator and discuss its connection to the surface Hall conductivity. The orbital magnetoelectric polarizability can be generalized to the many-particle wave function and defines the 3D topological insulator, like the integer quantum Hall effect, in terms of a topological ground-state response function.
  17. The topological insulator is an electronic phase stabilized by spin-orbit coupling that supports propagating edge states and is not adiabatically connected to the ordinary insulator. In several ways it is a spin-orbit-induced analog in time-reversal-invariant systems of the integer quantum Hall effect (IQHE). This paper studies the topological insulator phase in disordered two-dimensional systems, using a model graphene Hamiltonian introduced by Kane and Mele [Phys. Rev. Lett. 95, 226801 (2005)] as an example. The nonperturbative definition of a topological insulator given here is distinct from previous efforts in that it involves boundary phase twists that couple only to charge, does not refer to edge states, and can be measured by pumping cycles of ordinary charge. In this definition, the phase of a Slater determinant of electronic states is determined by a Chern parity analogous to Chern number in the IQHE case. Numerically, we find, in agreement with recent network model studies, that the direct transition between ordinary and topological insulators that occurs in band structures is a consequence of the perfect crystalline lattice. Generically, these two phases are separated by a metallic phase, which is allowed in two dimensions when spin-orbit coupling is present. The same approach can be used to study three-dimensional topological insulators.
  18. In quantum mechanics a localized attractive potential typically supports a (possibly infinite) set of bound states, characterized by a discrete spectrum of allowed energies, together with a continuum of scattering states, characterized (in one dimension) by an energy-dependent phase shift. The 1/x2 potential on 0<x<∞confounds all of our intuitions and expectations. Resolving its paradoxes requires sophisticated theoretical machinery: regularization, renormalization, anomalous symmetry-breaking, and self-adjoint extensions. Our goal is to introduce the essential ideas at a level accessible to advanced undergraduates.